Zocks, the privacy-first AI assistant for financial services, today announced the launch of its next-generation AI platform at Future Proof Festival in Huntington Beach, Calif.

Zocks' expanded platform streamlines the advice and onboarding process, while Broadridge doubles down on digital marketing.

Attorneys and other compliance experts say it's important that financial advisors greet any type of negative feedback with a ...

A complete estate plan is an essential step in the financial planning process that is often overlooked. Coaching clients through the process and revisiting their estate plan regularly can help them ...

MAI Capital Management is set to nearly double its size through a merger with Los Angeles-based Evoke Advisors, in a deal that stands out as the most significant RIA combination of the summer 2025 ...

Running a successful business feels like an art form. You've got to assemble all the right pieces in all the right ways to create a masterpiece. And sometimes, along the way, you'll make mistakes.

Third-party litigation financing has blossomed into a multi-billion-dollar-industry and funding companies who are financially ...

Most people don’t decide to work with a financial advisor after one interaction. You need multiple touch points over time.

Firms that could best connect you with a fiduciary financial advisor ...

Private equity firms have backed the majority of RIA acquisitions in recent years. What should you do if your wealth advisor ...

Too many professionals still take a one-size-fits-all approach to their sales process. The result: missed opportunities.

The way independent financial advisories are owned and operated can have important implications for investors. What to know.