The U.S. Supreme Court unanimously ruled in favor of the Securities and Exchange Commission's ability to force defendants to ...

The U.S. Supreme Court unanimously upheld the SEC's authority to recover illegal profits via disgorgement, a key enforcement ...

On April 7, 2026, the SEC’s Division of Enforcement announced its Enforcement Results for Fiscal Year 2025, several months later than usual.

The SEC’s decision to rescind its “gag rule"—a core element in more than a half century of enforcement settlements barring ...

SEC Chairman Paul Atkins has indicated a strong distaste for regulation by enforcement. Municipal securities enforcement actions by the Securities and Exchange Commission have totaled just three so ...

A pair of enforcement actions brought by the Securities and Exchange Commission over the past few days highlights a focus on punishing and preventing unregistered municipal advisory activity, ...

The agency brought just five cases against public companies and subsidiaries, up from three in the second half of the last fiscal year but down sharply from 53 in the first half of that year, ...

The Securities and Exchange Commission rescinded a policy Monday requiring defendants in settled enforcement actions not to publicly deny the SEC's allegations.

The SEC issued a rule amendment removing the enforcement director’s authority to issue formal orders of investigation. “This amendment is the result of the Commission’s experience with its nonpublic ...

By Jonathan Stempel June 1 (Reuters) - Elon Musk and the U.S. Securities and Exchange Commission defended their settlement ...

Jones Day hired Orrick's securities litigation leader in Irvine. The firm is deliberately expanding in California to service ...

We collaborate with the world's leading lawyers to deliver news tailored for you. Sign Up for any (or all) of our 25+ Newsletters. Some states have laws and ethical rules regarding solicitation and ...